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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-22
  • FL RA
    APPROVED
    Since 2025-08-22

Branch Locations

7025 Beracasa Way Suite 208, Boca Raton, FL 33433 • United States

1 E. Broward Blvd. 7Th Floor, Fort Lauderdale, FL 33301 • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc New York NY 11/2011 08/2025
Private Advisor Group, Llc New York NY 09/2012 08/2025
Kovack Securities, Inc. Fort Lauderdale FL 08/2025 Present
Kovack Advisors, Inc. Fort Lauderdale FL 08/2025 Present
Previous Registrations
  • 2012-10-04 → 2025-09-08
    New York, NY
    Morristown, NJ
    New York, NY
    New York, NY
    Woodmere, NY
    New York, NY
    Boca Raton, FL
    Fort Lauderdale, FL
  • 2011-11-07 → 2025-09-03
    North Bergen, NJ
    New Rochelle, NY
    Boca Raton, FL
    New York, NY
    Fort Lauderdale, FL
  • 2008-09-25 → 2011-11-10
    Chase Investment Services Corp.
    New York, NY
Other Businesses

1) DBA - GREENER PATH RETIREMENT PLANNING - 1 E. BROWARDE BLVD, 7TH FLOOR, FORT LAUDERDALE, FL 33301; INVESTMENT RELATED; START DATE 1/19/22; OVERSEE THE BUSINESS GROWTH & ADVISE CLIENTS ON THEIR ASSESTS; MANAGING PARTNER; 95% OF TIME SPENT; 2) BNI BUSINESS NETWORK INTERNATIONAL - 100 SE 3RD AVENUE, FORT LAUDERDALE, FL 33394; NON-INVESTMENT RELATED; GIVE REFFERALS TO CLIENTS TO HELP GROW THEIR BUSINESS; VICE PRESIDENT; 3% OF TIME SPENT. 3) RENTAL PROPERTY - 108-49 63 AVENUE, APT. C, FOREST HILLS, NY 11375; NON-INVESTMENT RELATED; RENTAL INCOME; OWNER/LANDLORD; 2% OF TIME SPENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-18
S63 Uniform Securities Agent State Law Examination 1996-09-25
  • S65 Uniform Investment Adviser Law Examination
    2008-09-18
  • S63 Uniform Securities Agent State Law Examination
    1996-09-25

View on SEC IAPD

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