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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-07-28 |
Branch Locations
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
695 E Arlington Blvd Stes 101 & 200, Greenville, NC 27858 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, Na | Durham | NC | 12/2009 | 07/2017 |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 07/2017 | Present |
MASTERPIECE PARTNERS; INV RELATED; GREENVILLE, NC; INACTIVE LLC, CURRENTLY NOT DOING MUSIC BUSINESS;100% OWNERSHIP; START DATE: 02/27/2015; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-14 |
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