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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-11-17
  • FL RA
    APPROVED
    Since 2017-11-17

Branch Locations

105 Capron Trail, Melbourne, FL 32940 • United States

1696 N Clyde Morris Blvd, Daytona Beach, FL 32117 • United States

4250 S Washington Ave, Titusville, FL 32780 • United States

2839 Clayton Crossing Way, Oviedo, FL 32765 • United States

300 S Harbor City Blvd, Melbourne, FL 32901 • United States

9680 Narcoossee Rd Ste 101, Orlando, FL 32827 • United States

4720 Clyde Morris Blvd., Port Orange, FL 32129 • United States

965 Central Avenue, St. Petersburg, FL 33701 • United States

1150 Assembly Dr. Ste 200, Tampa, FL 33607 • United States

715 Indian Rocks Rd. N, St. Petersburg, FL 33770 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 12/2013 09/2016
Suntrust Bank Orlando FL 12/2013 09/2016
Suntrust Advisory Services Atlanta GA 08/2016 09/2016
Invest Financial Corp Tampa FL 11/2016 11/2017
Seacoast National Bank Tampa FL 10/2016 Present
Lpl Financial, Llc Tampa FL 11/2017 Present
  • 12/2013 → 09/2016
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 12/2013 → 09/2016
    Suntrust Bank
    Orlando, FL
  • 08/2016 → 09/2016
    Suntrust Advisory Services
    Atlanta, GA
  • 11/2016 → 11/2017
    Invest Financial Corp
    Tampa, FL
  • 10/2016 → Present
    Seacoast National Bank
    Tampa, FL
  • 11/2017 → Present
    Tampa, FL
Previous Registrations
  • 2016-11-17 → 2017-11-16
    Invest Financial Corporation
    Melbourne, FL
    Sebastian, FL
    Winter Park, FL
    Vero Beach, FL
    Vero Beach, FL
    Vero Beach, FL
    Winter Garden, FL
    Maitland, FL
  • 2014-01-10 → 2016-10-06
    Truist Investment Services, Inc.
    Orlando, FL
    Orlando, FL
  • 2016-08-31 → 2016-10-06
    Orlando, FL
  • 2005-12-13 → 2013-11-18
    Bb&T Investment Services, Inc.
    Orlando, FL
    Orlando, FL
    Charlotte, NC
    Winter Park, FL
    Charlotte, NC
  • 2005-01-07 → 2005-12-13
    Bb&T Asset Management, Inc.
    Raleigh, NC
Other Businesses

1. 11/15/2017 - Seacoast Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-17
S63 Uniform Securities Agent State Law Examination 1995-10-10
  • S65 Uniform Investment Adviser Law Examination
    2004-12-17
  • S63 Uniform Securities Agent State Law Examination
    1995-10-10
Designations
  • Certified Financial Planner
Other Names
  • Celeste Delgiudice
  • Celeste Byers
  • Celeste Kathleen Delgiudicebyers
  • Celeste Kathleen Del Giudice

View on SEC IAPD

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