Keith J Wolff

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  Manchester, CT
• 03/2017 → Present
  Mml Investors Services, Llc
  Manchester, CT
• 07/2016 → Present
  Massmutual Life Insurance Co
  Manchester, CT

Previous Registrations

• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Manchester, CT
• 2002-05-23 → 2015-01-02
  New England Securities
  West Hartford, CT
  West Hartford, CT
  Manchester, CT

Other Businesses

(1) NAME: WFG REALTY GROUP, LLC INV REL: Y ADDR: 201 E CENTER ST, MANCHESTER, CT 06040 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER/MANAGING MEMBER START: 06/07/2017 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 4. (2) NAME: WOLFF FINANCIAL GROUP, LLC INV REL: Y ADDR: 201 E CENTER ST, MANCHESTER, CT 06040 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, DI, LTC, FIXED ANNUITIES POSITION: SALES START: 08/2000 NO HRS/MO: 20 NO HRS/MO DUR TRADING: 15. (3) NAME: KEITH WOLFF INV REL: N ADD: ONE ALLIED WAY MANCHESTER CT 06042 NATURE: COMPENSATED BOARD SERVICE; SERVE AS AN ADVISOR ON CORPORATE CLIENT BOARD POSITION: BOARD MEMEBER START DATE: 07/01/2021 NO. HR/MO: LESS THAN 1 NO. HR/MO DUR TRADING: LESS THAN 1 DESCRIBE DUTIES: SOUNDING BOARD ADVISOR TO CEO, CFO, AND LEADERSHIP TEAM. NOT INVOLVED IN ANY DECISION MAKING. (4) NAME: HARTFORD YOUTH SCHOLARS INV REL: Y ADD: 129 ALLEN PLACE HARTFORD CT 06106 NATURE: BOARD SERVICE POSITION: BOARD OF TRUSTEES START DATE: 03/01/2023 NO. HR/MO: 2-4 NO. HR/MO DUR TRADING: 0 DESCRIBE DUTIES: SUPPORT THE NON-PROFIT WITH MY TIME, CONNECTIONS IN THE COMMUNITY, AND FINANCIAL CONTRIBUTIONS (5) NAME: DIME BANK INV REL: Y ADD: 201 E CENTER ST, SUITE 100, MANCHESTER, CT 06040 NATURE: CORPORATOR AT COMMUNITY BANK POSITION: CORPORATOR START DATE: 03/18/2026 NO. HR/MO: 2 NO. HR/MO DUR TRADING: 2 DESCRIBE DUTIES: BE AN ADVOCATE FOR DIME BANK IN THE LOCAL COMMUNITY

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-01-06
• S63 Uniform Securities Agent State Law Examination
  2000-03-09