Alexander Dean Williams

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → Present
  Ubs Financial Services Inc
  New York, NY

Previous Registrations

• 1996-02-21 → 2009-02-25
  Morgan Stanley & Co. Llc
  Rochester, NY

Other Businesses

1)PROCTOR ACADEMY / 204 MAIN STREET ANDOVER, NH 03216 / EDUCATIONAL INSTITUTION / OTHER PRIVATE HIGH SCHOOL / COLLEGE PREPATORY SCHOOL / IS THIS AN INDUSTRY SECTOR ORGANIZATION? NO / MEMBER OF BOARD OF DIRECTORS / TRUSTEE AND ON THE FINANCE COMMITTEE / WILL YOU HAVE AUTHORITY TO MAKE INVESTMENT DECISIONS ON BEHALF OF THE COMPANY? NO/ START DATE 10/02/2010 - 10/02/2013 / 3 FRIDAY'S PER YEAR 2)WHIT ORCHID PROPERTIES LLC / 96 GROSVENOR RD ROCHESTER, NY 14610 / COMPANY / REAL ESTATE / OWN & OPERATE MULTIFAMILY HOUSING / IS THIS AN INDUSTRY SECTOR ORGANIZATION? NO / ROLE: OTHER / MY WIFE IS THE MANAGIN PARTNER / START DATE 03/25/2011. 3)THE ASHLEY COMPANIES, LLLC / 16 W. MAIN STREET ROCHESTER,NY 14614 / COMPANY/ REAL ESTATE / MULTIFAMILY REAL ESTATE INVESTMENTS IN SECONDARY MARKETS / MEMBER OF BOARD OF DIRECTORS / / EXTERNAL DIRECTOR REVIEWS THE BUSINESS OF THE COMPANY / START DATE 7/1/2014 4)George Eastman House Museum of Photography / 900 East Avenue Rochester,New York 14607 // Museum / Member of a committee with management or supervisory functions / / Head of the Investment Committee / Start Date 7/31/2015 5) Burke Mountain Academy / 60 Alpine Way East Burke,Vermont 08532 / Company/ Education / Board of Trustees / Member of Board of Directors / / Typical Board Member duties / Start Date 7/31/13 / 6) Peter Rukeyser Multi Generational Trust/ investment related?: yes/ 190 Millbank Ave, #A, Greennwich, CT, 06830 US/ Act as Trustee/ start date: 12/10/2020 7) Gwen Rukeyser Multi Generational Trust/ investment related?:yes / 190 Millbank Ave, #A, Greennwich, CT, 06830 US/ Act as Trustee/ start date: 12/11/2020 8) G.F.W., Irrevocable Trust, co-trustee, Administer the Trust, start date-3/28/2022, Rochester New York United States-14606 9) H.L.W., Jr. Irrevocable Trust, co-trustee, Administer the Trust, start date-3/28/2022, RochesterNew YorkUnited States-14606 10) T.W.W., Jr. Irrevocable Trust, co-trustee, Administer the Trust, start date-3/28/2022, RochesterNew YorkUnited States-14606

Exams

• S66 Uniform Combined State Law Examination
  2021-12-07
• S65 Uniform Investment Adviser Law Examination
  1995-09-21
• S63 Uniform Securities Agent State Law Examination
  1995-08-23

Other Names

• Alexnader Dean Williams
• Alexander Williams