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Current Employers
Npa Asset Management, Llc

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-01-09
  • NJ RA
    APPROVED
    Since 2018-01-09

Branch Locations

2 Changebridge Rd, Montville, NJ 07045 • United States

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Planning Associates Inc Paramus NJ 03/2004 Present
Corridor Financial Llc Montville NJ 03/2004 Present
Highland Wealth Management Montville NJ 03/2004 Present
Npa Asset Managment, Llc Fair Lawn NJ 10/2008 Present
  • 03/2004 → Present
    Nationwide Planning Associates Inc
    Paramus, NJ
  • 03/2004 → Present
    Corridor Financial Llc
    Montville, NJ
  • 03/2004 → Present
    Highland Wealth Management
    Montville, NJ
  • 10/2008 → Present
    Npa Asset Managment, Llc
    Fair Lawn, NJ
Previous Registrations
Other Businesses

DUALLY REGISTERED WITH NPA ASSET MANAGEMENT (RIA) AND NATIONWIDE PLANNING ASSOCIATES INC. (AFFILIATED B/D), 32-16 BROADWAY, 2ND FLOOR, FAIR LAWN, NJ 07410. INVESTMENT RELATED, START DATE: 10/2008. HIGHLAND WEALTH MANAGEMENT, 2 CHANGEBRIDGE RD SUITE 2014 MONTVILLE, NJ 07045, INDEPENDENT INSURANCE AGENT THROUGH VARIOUS AGENCIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-04
S63 Uniform Securities Agent State Law Examination 1995-09-11
  • S65 Uniform Investment Adviser Law Examination
    2007-10-04
  • S63 Uniform Securities Agent State Law Examination
    1995-09-11

View on SEC IAPD

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