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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-03-06 |
| CT | RA | APPROVED | 2025-03-06 |
| FL | RA | APPROVED | 2025-03-06 |
| MA | RA | APPROVED | 2025-03-06 |
| NH | RA | APPROVED | 2025-03-06 |
| NJ | RA | APPROVED | 2025-03-06 |
| NY | RA | APPROVED | 2025-03-06 |
| NC | RA | APPROVED | 2025-03-06 |
| OR | RA | APPROVED | 2025-03-06 |
| PA | RA | APPROVED | 2025-03-06 |
| SC | RA | APPROVED | 2025-03-06 |
| VA | RA | APPROVED | 2025-03-06 |
Branch Locations
350 Main Road Suite 204, Montville, NJ 07045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Florham Park | NJ | 07/2015 | 11/2017 |
| The Investment Center Inc | Montville | NJ | 11/2017 | 03/2025 |
| Ic Advisory Services Inc | Montville | NJ | 11/2017 | Present |
| Lpl Financial Llc | Montville | NJ | 03/2025 | Present |
1. 03/06/2025- Prestige Family Wealth Advisors- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 12/11/2024- 2 Hours Per Month- 2 Hours During Trading 2. 03/06/2025- Montville Financial Group- DBA for LPL Business (entity for LPL business)- DBA for LPL Business- INV Related- At Reported Business Location(s)- Start date 12/11/2024- 160 Hours Per Month- 160 Hours During Trading 3. 03/06/2025- 03/06/2025- LJM Wealth Management LLC- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 12/11/2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-06 |
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