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Chris John Plechy

LPl Financial LLC

Montville, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-03-06
CT RA APPROVED 2025-03-06
FL RA APPROVED 2025-03-06
MA RA APPROVED 2025-03-06
NH RA APPROVED 2025-03-06
NJ RA APPROVED 2025-03-06
NY RA APPROVED 2025-03-06
NC RA APPROVED 2025-03-06
OR RA APPROVED 2025-03-06
PA RA APPROVED 2025-03-06
SC RA APPROVED 2025-03-06
VA RA APPROVED 2025-03-06
  • CO RA
    APPROVED
    Since 2025-03-06
  • CT RA
    APPROVED
    Since 2025-03-06
  • FL RA
    APPROVED
    Since 2025-03-06
  • MA RA
    APPROVED
    Since 2025-03-06
  • NH RA
    APPROVED
    Since 2025-03-06
  • NJ RA
    APPROVED
    Since 2025-03-06
  • NY RA
    APPROVED
    Since 2025-03-06
  • NC RA
    APPROVED
    Since 2025-03-06
  • OR RA
    APPROVED
    Since 2025-03-06
  • PA RA
    APPROVED
    Since 2025-03-06
  • SC RA
    APPROVED
    Since 2025-03-06
  • VA RA
    APPROVED
    Since 2025-03-06

Branch Locations

350 Main Road Suite 204, Montville, NJ 07045 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Florham Park NJ 07/2015 11/2017
The Investment Center Inc Montville NJ 11/2017 03/2025
Ic Advisory Services Inc Montville NJ 11/2017 03/2025
Lpl Financial Llc Montville NJ 03/2025 Present
  • 07/2015 → 11/2017
    Ameriprise Financial Services, Inc.
    Florham Park, NJ
  • 11/2017 → 03/2025
    The Investment Center Inc
    Montville, NJ
  • 11/2017 → 03/2025
    Ic Advisory Services Inc
    Montville, NJ
  • 03/2025 → Present
    Montville, NJ
Previous Registrations
  • 2017-11-21 → 2025-03-06
    Ic Advisory Services, Inc.
    Montville, NJ
    Bedminster, NJ
  • 2015-07-10 → 2017-11-09
    Florham Park, NJ
  • 2007-08-21 → 2015-08-03
    Morristown, NJ
  • 2004-11-11 → 2007-08-21
    Ryan Beck & Co.
    Florham Park, NJ
    Florham Park, NJ
  • 2002-06-05 → 2004-11-11
    J. B. Hanauer & Co.
    Parsippany, NJ
Other Businesses

1- 03/06/2025 - Chris Plechy - Non-Variable Insurance - Insurance Agent - Investment Related - At Reported Business Location(s) - Start Date 12/12/2024 - 2 hours per month/ during trading 2- 03/06/2025 - Prestige Family Wealth Advisors - Tax Prep/Accounting/CPA - Tax Preparer - Investment Related - At Reported Business Location(s) - Start Date 12/12/2024 - 2 hours per month/ during trading 3- 03/06/2025 - CJP Consulting - Business Entity For Tax/Investment Purposes Only - Owner - Not Investment Related - Home Based - Start Date 12/12/2024 - 0 hours per month/ during trading 4- 03/06/2025 - Montville Financial Group - DBA for LPL Business (entity for LPL business) - Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 12/12/2024 - 40 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-19
  • S66 Uniform Combined State Law Examination
    2000-05-19

View on SEC IAPD

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