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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-03-06
  • NJ RA
    APPROVED
    Since 2025-03-06

Branch Locations

350 Main Road Suite 204, Montville, NJ 07045 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Factius Financial Strategies Montville NJ 03/2008 03/2025
Commonwealth Financial Network Waltham MA 03/2008 09/2019
The Investment Center Inc Montville NJ 09/2019 03/2025
Ic Advisory Services Inc Montville NJ 09/2019 Present
Lpl Financial Llc Montville NJ 03/2025 03/2025
  • 03/2008 → 03/2025
    Factius Financial Strategies
    Montville, NJ
  • 03/2008 → 09/2019
    Waltham, MA
  • 09/2019 → 03/2025
    The Investment Center Inc
    Montville, NJ
  • 09/2019 → Present
    Ic Advisory Services Inc
    Montville, NJ
  • 03/2025 → 03/2025
    Montville, NJ
Previous Registrations
Other Businesses

1. 03/06/2025- Swiss SkiClub of NY- Non-Profit Board Member- Not INV Related- At Waitsfield, VT- Start date 06/01/2024- 15 Hours Per Month 2. 03/06/2025- Montville Financial Group- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 12/12/2024- 160 Hours Per Month- 160 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-28
  • S66 Uniform Combined State Law Examination
    2001-12-28

View on SEC IAPD

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