Glenn E. Hain

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Frederick, MD
• 07/2011 → Present
  Bank Of America, N.A.
  Frederick, MD

Previous Registrations

• 2004-01-02 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Fredrick, MD
  Frederick, MD
• 2003-05-14 → 2004-01-05
  Uvest Financial Services Group, Inc.
  Frederick, MD

Other Businesses

I*2670315, Entity Type: Entity Charitable, Name of OBA: Blue Collar Project, Address: Jefferson, Maryland, 21755, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 07/29/2025, No Hours: 2 Weekly, No Hours during Trading: 2 Weekly, Duties: Direct and build a board which fulfils the mission To educate and advocate for youth into the trades.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-04-29
• S63 Uniform Securities Agent State Law Examination
  1996-01-03

Other Names

• Glenn Edgar Hain