Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-10 |
| WA | RA | APPROVED | 2018-11-08 |
Branch Locations
400 Union Ave Se Ste 200, Olympia, WA 98501 • United States
505 Broadway Ste 400, Tacoma, WA 98402 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Funds, Inc. | Boston | MA | 11/1995 | 10/2018 |
| John Hancock Advisors | Boston | MA | 09/2005 | 10/2018 |
| Sovereign Asset Managment | Boston | MA | 11/2005 | 10/2018 |
| Ameriprise Financial Services Inc | Tacoma | WA | 10/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Tacoma | WA | 03/2020 | Present |
Business Ownership; Directional Decisions LLC; Managing Partner; Manage Ameriprise Business; 802 SE 14th Avenue, Suite 109, Battle Ground, WA, 98604-8619; Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Directional Decisions LLC; Owner; Manage advisory business; 802 SE 14th Avenue, Suite 109, Battle Ground, WA, 98604-8619; Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-22 |
Reach out to this advisor