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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-11-14 |
Branch Locations
2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States
Canton, GA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Canton | GA | 08/2016 | 08/2017 |
| Triad Advisors, Inc. | Norcross | GA | 08/2017 | 05/2025 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 08/2024 | 05/2025 |
| Lpl Financial Llc | Fort Mill | SC | 05/2025 | 10/2025 |
| Cetera Advisors Llc | Greenwood Village | CO | 10/2025 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2025 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 10/2025 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 10/2025 | Present |
| Cetera Investment Advisors, Llc | Schaumburg | IL | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-23 |
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