David Harold Hollenbaugh

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → Present
  Ubs Financial Services Inc.
  New York, NY

Previous Registrations

• 2000-11-20 → 2016-01-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY
  New York, NY

Other Businesses

1) 16 Waldron Avenue/ investment related?:/16 Waldron Avenue,NJ,/Home - to be rented/landlord/start date:5/1/2021/ time reqd during trading hours?na 2) Safro Family Insurance Trust/ investment related?: no/ Palm Beach, FL, 33480 US/ I am one of three trustees on a life insurance trust. Very simple. It is related to my UBS business partner./ start date: 8/19/2020 3) Valentina Ariel Safro Irrevocable Trust/ investment related?: no/ Palm Beach, FL, 33480 US/ I am one of three trustees on a life insurance trust. Very simple. It is related to my UBS business partner./ start date: 8/19/2020 4) 285 Marlborough Street Trust - The home is owned in a nominee trust with our respective revocable trusts as beneficiaries, BostonMAUnited States-02116, My wife and I purchased a new home in April. The purchase agreement included an occupancy and use agreement allowing the prior owners to remain in the home for up to 4 months. The first two months were rent free. They will begin to pay rent to us starting June 15 through UP TO August 15, 2025 (a two month period).Real Estate, Home - to be rented temporarily, Proprietor / owner, Landlord, 6/15/2025. V.A.S. Irrevocable Trust, Irrevocable Trust, I am one of three trustees on this trust. Very simple. The trust was established by my UBS business partner for his young daughter, start date-12/27/2021, Palm BeachFL United States-33480 J.B.S. Irrevocable Trust, Life insurance trust, I am one of three trustees on a life insurance trust. Very simple. It is related to my UBS business partner, start date-8/19/2020, FL United States-33480.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-05-15
• S63 Uniform Securities Agent State Law Examination
  1998-10-06