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Current Employers
Podell Financial Group Llc

271 Route 46W Suite D105, Fairfield, NJ 07004 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-05-24
  • NJ RA
    APPROVED
    Since 2023-05-24

Branch Locations

271 Route 46W Suite D105, Fairfield, NJ 07004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Parsippany NJ 10/2000 03/2019
Nylife Distributors Llc Parsippany NJ 10/2003 03/2019
The Prudential Insurance Company Of America Brick NJ 06/2019 03/2020
Pruco Securities, Llc Brick NJ 06/2019 03/2020
Transamerica Insurance Company Mt.LAurel NJ 03/2020 09/2021
Nylife Securities Llc Fairfield NJ 06/2021 05/2023
Podell Financial Group Fairfield NJ 04/2021 Present
Eagle Strategies Llc Fairfield NJ 07/2021 05/2023
  • 10/2000 → 03/2019
    New York Life Insurance Company
    Parsippany, NJ
  • 10/2003 → 03/2019
    Nylife Distributors Llc
    Parsippany, NJ
  • 06/2019 → 03/2020
    The Prudential Insurance Company Of America
    Brick, NJ
  • 06/2019 → 03/2020
    Brick, NJ
  • 03/2020 → 09/2021
    Transamerica Insurance Company
    Mt.LAurel, NJ
  • 06/2021 → 05/2023
    Nylife Securities Llc
    Fairfield, NJ
  • 04/2021 → Present
    Podell Financial Group
    Fairfield, NJ
  • 07/2021 → 05/2023
    Fairfield, NJ
Previous Registrations
Other Businesses

Independent Insurance Agent; Investment Related; Fairfield, NJ; Insurance Sales; Agent; start 03/2020; ; 40 hours per month, 40 hours during securities trading hours; insurance related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-08
S63 Uniform Securities Agent State Law Examination 2000-08-31
  • S65 Uniform Investment Adviser Law Examination
    2004-10-08
  • S63 Uniform Securities Agent State Law Examination
    2000-08-31
Other Names
  • David Yates
  • David Ira Yates

View on SEC IAPD

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