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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2024-10-09 |
| TN | RA | APPROVED | 2023-05-16 |
| TX | RA | APPROVED | 2023-05-11 |
Branch Locations
6815 Poplar Avenue Suite 210, Germantown, TN 38138 • United States
Germantown, TN • United States
110 Yazoo Ave, Clarksdale, MS 38614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Clarksdale | MS | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Clarksdale | MS | 11/2016 | 09/2018 |
| Wells Fargo Clearing Services, Llc | Memphis | TN | 04/2012 | 05/2023 |
| Rbc Capital Markets, Llc | Memphis | TN | 05/2023 | Present |
(1) NAME OF ENTITY: Church of the Holy Spirit ADDRESS: 2300 Hickory Crest Dr Memphis, TN 38119 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Church CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 05/02/2016 DUTIES: to discuss parish finances with board and priest to help make prudent decisions HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-05 |
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