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Brett David Levinson

Stifel, Nicolaus & Company, Incorporated

San Diego, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-16
CA RA APPROVED 2015-09-28
  • TX RA
    APPROVED_RES
    Since 2016-09-16
  • CA RA
    APPROVED
    Since 2015-09-28

Branch Locations

16870 West Bernardo Drive Suite 150, San Diego, CA 92127 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Rancho Bernardo CA 09/2015 Present
  • 09/2015 → Present
    Stifel Nicolaus & Co Inc
    Rancho Bernardo, CA
Previous Registrations
  • 2008-12-10 → 2015-10-23
    Hilltop Securities Inc.
    San Diego, CA
  • 2004-01-28 → 2008-12-23
    M.L. Stern & Co., Llc.
    San Diego, CA
    San Diego, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-10-09
  • S63 Uniform Securities Agent State Law Examination
    1995-10-09

View on SEC IAPD

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