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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-07-12
OH RA APPROVED 2006-01-13
  • TX RA
    APPROVED_RES
    Since 2012-07-12
  • OH RA
    APPROVED
    Since 2006-01-13

Branch Locations

530 W Spring Street Suite 160, Columbus, OH 43215 • United States

Powell, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Dublin OH 11/2005 03/2020
Ameriprise Financial Services, Llc Columbus OH 03/2020 Present
Other Businesses

Business Ownership; JJMRS Spring Street, LLC; Co-owner of business. Making sure we pay the bills for our office.; LLC, just being used to collect monthly payments from the advisors and pay the monthly rent and other expenses.; 530 West Spring Street, , Columbus, OH, 43215; Not Investment-Related; 09/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-30
  • S66 Uniform Combined State Law Examination
    2007-05-30

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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