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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-02-21 |
| TX | RA | APPROVED | 2020-02-21 |
Branch Locations
4350 La Jolla Village Drive Suite 1000, San Diego, CA 92122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unionbanc Investment Services | San Diego | CA | 05/2003 | 02/2020 |
| Morgan Stanley Smith Barney Llc | San Diego | CA | 02/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2020 | Present |
* 484652- Trust; Investment related -Yes; San Diego, California; Successor Trustee; 06/2019; During business hours: 0; After business hours: 10;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-14 |
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