Harlan Dickson Hughes

Current Employers

Employment History

• 04/2015 → 06/2017
  Capital One Investing
  Melville, NY
• 06/2017 → Present
  Lpl Financial, Llc
  Shreveport, LA
• 06/2017 → Present
  Newedge Advisors, Llc (Gwm Advisors, Llc)
  Shreveport, LA

Previous Registrations

• 2015-04-17 → 2017-06-26
  Capital One Advisors, Llc
  Shreveport, LA
  Mclean, VA
• 2012-08-03 → 2015-04-06
  Raymond James Financial Services Advisors, Inc
  Bossier City, LA
• 2010-11-18 → 2012-08-03
  Morgan Stanley
  Shreveport, LA
  Shreveport, LA
• 2002-12-16 → 2005-08-29
  Morgan Stanley Dw Inc.
  Shreveport, LA

Other Businesses

1) 6/15/17- HUGHES WEALTH MANAGEMENT- DBA for LPL Business (entity for LPL business)- Inv. Related- Shreveport, LA - 50%. 2) 2/9/2022 - NewEdge Advisors, LLC dba Huges Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 6/15/2017 - 40 Hours Per Month/4 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 06/2017. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-11-20
• S63 Uniform Securities Agent State Law Examination
  1995-08-18

Other Names

• Harlan D Hughes
• Harlan D Hughes