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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-21 |
| NY | RA | APPROVED | 2021-07-19 |
| FL | RA | APPROVED | 2000-10-01 |
Branch Locations
350 E Las Olas Blvd 19Th Fl [D3/F7-Rbo], Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Fort Lauderdale | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fort Lauderdale | FL | 11/2016 | Present |
POWER OF ATTORNEY FOR MOTHER IN LAW, INV RELATED, CORAL SPRINGS, FL, START: 6/19/2109, 5 HRS/MONTH, 0 HRS DURING TRADING. ANDYANDI HOLDINGS, LLC, NOT INVT RELATED, FT. LAUDERDALE, FL, 100% OWNERSHIP WITH SPOUSE, START DATE 7/12/2021, 20 HRS PER MONTH, 0 HRS DURING TRADING, EXECUTIVE OWNER OF BOXING STUDIO.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-22 |
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