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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-20 |
| NY | RA | APPROVED | 2021-07-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, N.A. | New York | NY | 08/2016 | 05/2017 |
| Morgan Stanley | New York | NY | 08/2016 | 05/2017 |
| Charles Schwab Premier Bank | Stamford | CT | 05/2017 | 03/2019 |
| Charles Schwab & Co., Inc. | Stamford | CT | 05/2017 | 03/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 03/2019 | 07/2021 |
| J.P. Morgan Securities Llc | New York | NY | 07/2021 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2021 | Present |
I*137104 For profit or not for profit: For-Profit Organization Name of outside business organization: Mt. Haven Investments, LLC Investment related: N Address of business: Bronx, New York 10466 Nature of business: LLC, Position, title, association: , Start date of relationship: 4/19/2021 Number of hours devoted: 2 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Personal Family Holding LLC. Effective 7/6/2021 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-08 |
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