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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-04-09
  • FL RA
    APPROVED
    Since 2009-04-09

Branch Locations

1970 W New Haven Ave, Melbourne, FL 32904 • United States

7779 N Wickham Rd, Melbourne, FL 32940 • United States

480 N Orlando Ave Ste C220 [F2-Rbo], Winter Park, FL 32789 • United States

1524 Us Hwy 1, Sebastian, FL 32958 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Orlando FL 04/2005 Present
Wells Fargo Advisors Llc Melbourne FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Melbourne FL 11/2016 Present
  • 04/2005 → Present
    Wachovia Bank, N.A.
    Orlando, FL
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Melbourne, FL
  • 11/2016 → Present
    Melbourne, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-02
S63 Uniform Securities Agent State Law Examination 2006-02-08
  • S66 Uniform Combined State Law Examination
    2009-04-02
  • S63 Uniform Securities Agent State Law Examination
    2006-02-08
Other Names
  • Nancy Brooks Young
  • Nancy Brooks Harrison
  • Nancy Flowers
  • Nancy Brooks Flowers

View on SEC IAPD

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