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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-02-27 |
| SC | RA | APPROVED | 1995-09-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbia | SC | 10/1994 | Present |
| Bank Of America, N.A. | Columbia | SC | 07/2011 | Present |
I*88116FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: COLUMBIA CAPITAL X LLCINVESTMENT RELATED: YADDRESS OF BUSINESS: COLUMBIA, SOUTH CAROLINA 29206NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 11/12/2015NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1DUTIES: LLC SETUP TO PURCHASE INVESTMENT TIGER GLOBAL PIP X LP WITH PARTNERS I*119883For profit or not for profit: For-Profit OrganizationName of outside business organization: Columbia Capital IX LLCInvestment related: YAddress of business:Columbia, South Carolina 29206Nature of business: LLC,Position, title, association: Other, memberStart date of relationship: 11/4/2014Number of hours devoted: 1 hour(s) AnnuallyNumber of hours devoted during trading hours: 1Duties: LLC set up to purchase investment in Tiger Global IX with partners I*129230For profit or not for profit: For-Profit OrganizationName of outside business organization: Columbia Capital XII LLCInvestment related: YAddress of business:Charlotte, North Carolina 28207Nature of business: LLC,Position, title, association: Limited Partner, Start date of relationship: 1/24/2020Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: This will be a company to invest in Tiger Global PRP XII I*136401For profit or not for profit: For-Profit OrganizationName of outside business organization: Columbia Capital XIV LLCInvestment related: YAddress of business:Charlotte, North Carolina 28207Nature of business: LLC,Position, title, association: Other, MemberStart date of relationship: 3/8/2021Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: This is an LLC to buy into Tiger XIV, which is the underlying investment. I*1002275For profit or not for profit: Name of outside business organization: Columbia Capital XV LLCInvestment related: NAddress of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , This will be a company to invest funds. I*370968, Entity Type: Entity For Profit, Name of OBA: Columbia Capital XI LLC, Address: Charlotte, North Carolina 28207, Investment Related: Y, Position, Title, Association: Other, Employee Start Date: 10/15/2018, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: This will be a company to invest in Tiger Xi private equity fund. I*1143300, Entity Type: Entity For Profit, Name of OBA: Columbia Capital XVI LLC, Address: Columbia, South Carolina 29206, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 01/11/2023, No Hours: 0, No Hours during trading: 0, Duties: investment in Tiger PIP 16, no responsibilities. I*4095272, Entity Type: Entity For Profit, Name of OBA: Columbia Capital XVII LLC, Address: Columbia, South Carolina, 29206, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 02/26/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: Managing Member to receive and distribute funds for the partnership. This is an LLC to invest in the underlying VC firm Tiger Global XVII, which we have doner in the past. Nothing else will go inti this and just a pass through entity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-24 |
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