John Michael Moon

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 03/2018
  State Bank Of Speer
  Speer, IL
• 06/2017 → 03/2018
  Lpl Financial, Llc
  Speer, IL
• 03/2018 → 07/2018
  Morton Community Bank
  Morton, IL
• 07/2018 → Present
  Better Bank (Backlund Investment Company)
  Peoria Heights, IL
• 01/2020 → Present
  Lpl Financial Llc
  Peoria, IL

Previous Registrations

• 2017-09-07 → 2018-03-05
  Lpl Financial Llc
  Speer, IL
  Peoria, IL
  Speer, IL

Other Businesses

1)1/16/2020- Investment Strategists at Better Banks- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100%

Exams

• S66 Uniform Combined State Law Examination
  2017-09-07