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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-11-18
  • NJ RA
    APPROVED
    Since 2025-11-18

Branch Locations

3 Harding Rd Ste C, Red Bank, NJ 07701 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Red Bank NJ 10/2010 09/2017
Cantella & Co., Inc. Boston MA 09/2017 09/2022
J Alden Associates, Inc. Wayne PA 09/2022 11/2025
Alden Investment Group Wayne PA 09/2021 11/2025
1792 Wealth Advisors Red Bank NJ 09/2017 Present
Raymond James Financial Services Inc. Red Bank NJ 11/2025 Present
Raymond James Financial Services Advisors Inc. Red Bank NJ 11/2025 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 3 Harding Rd Ste C, Red Bank, NJ, 07701-2025, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/30/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I inherited, along with my brother my recently deceased mothers condominium in St. Maarten. I have been helping her manage it in her later years. My brother and I would like to keep the condo, for our own personal use and rent it to help pay for the annual fees. We will be hiring a management company on the island who will be handling everything as it pertains to advertising, maintainance and utility bills.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-29
S63 Uniform Securities Agent State Law Examination 1995-09-06
  • S65 Uniform Investment Adviser Law Examination
    2008-04-29
  • S63 Uniform Securities Agent State Law Examination
    1995-09-06

View on SEC IAPD

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