David Michael Volpe

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-12-22
NC	RA	APPROVED	2003-08-06

TX RA
APPROVED_RES

Since 2015-12-22
NC RA
APPROVED

Since 2003-08-06

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

Wake Forest, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wachovia Bank, N.A.	Arlington	VA	06/2002	Present
Wells Fargo Advisors Llc	Raleigh	NC	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Raleigh	NC	11/2016	Present

06/2002 → Present

Wachovia Bank, N.A.

Arlington, VA
05/2009 → 11/2016

Wells Fargo Advisors Llc

Raleigh, NC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Raleigh, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-06-16
S63	Uniform Securities Agent State Law Examination	1995-08-29

S66 Uniform Combined State Law Examination

2003-06-16
S63 Uniform Securities Agent State Law Examination

1995-08-29

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Firms

Other Investors

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