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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-07
CT RA APPROVED 2015-01-27
  • TX RA
    APPROVED_RES
    Since 2021-04-07
  • CT RA
    APPROVED
    Since 2015-01-27

Branch Locations

789 Federal Rd, Brookfield, CT 06804 • United States

83 Newtown Rd., Danbury, CT 06810 • United States

301 Main St, Danbury, CT 06492 • United States

53 Main St, New Milford, CT 06776 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Brookfield CT 01/2015 Present
Webster Services Inc Brookfield CT 01/2015 Present
  • 01/2015 → Present
    Brookfield, CT
  • 01/2015 → Present
    Webster Services Inc
    Brookfield, CT
Previous Registrations
Other Businesses

1. 1/27/15- Investment products and services are offered through LPL Financial LLC using the DBA/trade name WEBSTER INVESTMENTS - Investment Related - At Reported Business Location(s) 2. 06/30/2016 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investment Services - INV REL - At Reported Business Location(s) 3. 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-11
S63 Uniform Securities Agent State Law Examination 1996-12-17
S65 Uniform Investment Adviser Law Examination 1996-11-26
  • S66 Uniform Combined State Law Examination
    2009-02-11
  • S63 Uniform Securities Agent State Law Examination
    1996-12-17
  • S65 Uniform Investment Adviser Law Examination
    1996-11-26
Other Names
  • Ken Lindner
  • Kenneth C Lindner

View on SEC IAPD

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