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Nicholas A Biron

Truist Advisory Services, Inc.

Raleigh, NC

CRD 5058230

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Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-02-17
  • NC RA
    APPROVED
    Since 2021-02-17

Branch Locations

4460 Six Forks Rd Fl 2, Raleigh, NC 27609 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Bbtis Wake Forest NC 05/2015 02/2021
Extreme Sport Outfitters Llc Durham NC 01/2014 Present
Bb&T Securities, Llc Wake Forest NC 01/2018 02/2021
Truist Investment Services, Inc. Cary NC 02/2021 Present
Truist Advisory Services, Inc. Atlanta GA 02/2021 Present
  • 05/2015 → 02/2021
    Bbtis
    Wake Forest, NC
  • 01/2014 → Present
    Extreme Sport Outfitters Llc
    Durham, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Wake Forest, NC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Cary, NC
  • 02/2021 → Present
    Atlanta, GA
Previous Registrations
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Holly Springs, NC
    Raleigh, NC
    Cary, NC
    Raleigh, NC
    Charlotte, NC
    Raleigh, NC
    Wake Forest, NC
    Wake Forest, NC
    Raleigh, NC
    Knightdale, NC
    Zebulon, NC
    Raleigh, NC
    Cary, NC
    Cary, NC
    Cary, NC
    Raleigh, NC
    Morrisville, NC
    Raleigh, NC
    Richmond, VA
  • 2015-05-27 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Raleigh, NC
    Wake Forest, NC
    Wake Forest, NC
    Raleigh, NC
    Knightdale, NC
    Zebulon, NC
    Raleigh, NC
    Cary, NC
    Cary, NC
    Cary, NC
    Cary, NC
  • 2007-10-25 → 2014-02-19
    Durham, NC
    Orland Park, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-24
S63 Uniform Securities Agent State Law Examination 2005-12-21
  • S66 Uniform Combined State Law Examination
    2007-10-24
  • S63 Uniform Securities Agent State Law Examination
    2005-12-21

View on SEC IAPD

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