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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-29 |
Branch Locations
427 Bedford Road Suite 310, Pleasantville, NY 10570 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Pleasantville | NY | 09/2005 | 07/2018 |
| Commonwealth Financial Network | Waltham | MA | 07/2018 | Present |
| Clear Path Private Wealth | Pleasantville | NY | 07/2018 | Present |
Fixed insurance sales; As of 07/13/18; Approximately 0% time spent during securities trading hours per month; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-01-05 |
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