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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments Institutional Services Company, Inc. | Westlake | TX | 12/2006 | 07/2021 |
| Fidelity Brokerage Services Llc | Westlake | TX | 01/2008 | 07/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Frisco | TX | 02/2022 | 10/2022 |
| Unemployed | Oak Point | TX | 08/2021 | 01/2022 |
| Bank Of America, N.A. | Frisco | TX | 02/2022 | 10/2022 |
| Sanctuary Securities, Inc. | Plano | TX | 10/2022 | Present |
| Sanctuary Advisors, Llc | Plano | TX | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-20 |
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