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14 Penn Plaza Ste 1316, New York, NY 10122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-30 |
| IN | RA | APPROVED | 2020-02-28 |
| NJ | RA | APPROVED | 2010-01-08 |
| TX | RA | APPROVED_RES | 2010-01-07 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rmr Wealth Management | East Hills | NY | 01/2010 | Present |
| Dinosaur Securities, Llc | New York | NY | 01/2010 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-29 |
| S66 | Uniform Combined State Law Examination | 2005-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-09 |
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