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Bruce William Chapman

Wells Fargo Clearing Services, LLC

Salt Lake City, UT

Tarpon Springs, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2017-12-06
  • UT RA
    APPROVED
    Since 2017-12-06

Branch Locations

5201 W Amelia Earhart Dr [Tpb Services], Salt Lake City, UT 84116 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Salt Lake City UT 11/2017 Present
Wells Fargo Bank Salt Lake City UT 11/2017 Present
E*Trade Securities Sandy UT 09/2006 07/2017
Unemployed Bountiful UT 07/2017 11/2017
  • 11/2017 → Present
    Wells Fargo Clearing Services
    Salt Lake City, UT
  • 11/2017 → Present
    Wells Fargo Bank
    Salt Lake City, UT
  • 09/2006 → 07/2017
    E*Trade Securities
    Sandy, UT
  • 07/2017 → 11/2017
    Unemployed
    Bountiful, UT
Previous Registrations
  • 2009-02-23 → 2017-08-04
    Harrisdirect Llc
    Arlington, VA
    Sandy, UT
  • 2005-12-08 → 2006-03-29
    Morgan Stanley Dw Inc.
    West Valley, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-20
S65 Uniform Investment Adviser Law Examination 2005-11-29
S63 Uniform Securities Agent State Law Examination 1995-08-22
  • S66 Uniform Combined State Law Examination
    2009-02-20
  • S65 Uniform Investment Adviser Law Examination
    2005-11-29
  • S63 Uniform Securities Agent State Law Examination
    1995-08-22
Other Names
  • Bruce William Chapman
  • Bruce Chapman

View on SEC IAPD

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Other Offices

RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT

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