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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2020-01-28 |
Branch Locations
500 Virginia St E Ste 850, Charleston, WV 25301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Life Insurance Company Of Virgina-Full T | Dunbar | WV | 11/1996 | 01/2020 |
| Wells Fargo Advisors Llc | Charleston | WV | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charleston | WV | 11/2016 | 01/2020 |
| Ameriprise Financial Services Inc | Charleston | WV | 01/2020 | 03/2020 |
| Ameriprise Financial Services, Llc | Charleston | WV | 03/2020 | Present |
Business Ownership; Drug Emporium; non participating fractional owner 1.6%; Pharmacy and Retail store that sells convenience items and clothes.; 1601 Kanawha Blvd W #200, , Charleston, WV, 25387; Not Investment-Related; 06/01/1987; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-20 |
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