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Erik Scott Heger

Ubs Financial Services Inc.

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-10-26
NY RA APPROVED 2021-10-26
  • NJ RA
    APPROVED
    Since 2023-10-26
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 11/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-14
S63 Uniform Securities Agent State Law Examination 2006-01-30
  • S65 Uniform Investment Adviser Law Examination
    2007-02-14
  • S63 Uniform Securities Agent State Law Examination
    2006-01-30

View on SEC IAPD

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