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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-15 |
Branch Locations
123 South Marengo Ave 2Nd Floor, Pasadena, CA 91101 • United States
123 South Marengo Avenue, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Banc Of California | Pasadena | CA | 07/2013 | 10/2016 |
| Infinex Investments, Inc. | Pasadena | CA | 07/2016 | 10/2016 |
| Wescom Financial Services, Llc | Pasadena | CA | 11/2016 | Present |
| Cuso Financial Services, Lp | San Diego | CA | 01/2023 | 05/2025 |
| Lpl Financial Llc | Pasadena | CA | 05/2025 | Present |
1- 06/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wescom Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/05/2025 - 160 hours per month/ 8 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-31 |
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