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Francis Patrick Scally

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Flemington, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-06-28
NJ RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2013-06-28
  • NJ RA
    APPROVED
    Since 2009-10-23

Branch Locations

200 State Route 31, Flemington, NJ 08822 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lawrence Township NJ 10/2009 Present
Bank Of America, Na Princeton NJ 12/2009 Present
Previous Registrations
  • 2004-10-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Princeton, NJ
    South Plainfield, NJ
    Lawrence Township, NJ
    South Plainfield, NJ
    South Plainfield, NJ
  • 2002-11-21 → 2004-10-20
    Quick & Reilly, Inc.
    S Plainfield, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-10
S63 Uniform Securities Agent State Law Examination 1995-11-08
  • S65 Uniform Investment Adviser Law Examination
    1998-07-10
  • S63 Uniform Securities Agent State Law Examination
    1995-11-08
Other Names
  • Frank Scally

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · FLEMINGTON, NJ
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EDWARD JONES · FLEMINGTON, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLEMINGTON, NJ
RAND FINANCIAL PLANNING, LLC · FLEMINGTON, NJ
ARTEMIS WEALTH ADVISORS · FLEMINGTON, NJ
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