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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-26 |
| NE | RA | APPROVED | 2016-07-25 |
| IA | RA | APPROVED | 1999-01-01 |
Branch Locations
2600 Westown Pkwy Ste 210, West Des Moines, IA 50266 • United States
West Des Moines, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Wes Des Moines | IA | 02/1996 | 03/2020 |
| Ameriprise Financial Services, Llc | West Des Moines | IA | 03/2020 | Present |
Business Ownership; JCFRANKE LLC; Owner; LLC to be used for paying my office rent, expenses related to my Ameriprise activities; 1448 S. 93rd Street, , West Des Moines, IA, 50266; Not Investment-Related; 03/09/2017; 1 to 9 hours per month; 0 during trading hours / J.R.C. Farming LLC; Co-owner; Real Estate; 1448 S. 93rd Street , , West Des Moines , IA, 50266; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; SPIELMAN LLC; Registered Principal Delegate - Compliance supervision tasks as an RP Delegate for RP Andrew Spielman with Ameriprise.; Manage advisory business; 112 N 2nd Street, , Cherokee, IA, 51012; Investment-Related; 07/15/2019; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-17 |
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