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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-11-08 |
Branch Locations
615 Hilliard Rome Rd, Columbus, OH 43228-9475 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Columbus | OH | 07/2011 | Present |
| Independent Financial Partners | Columbus | OH | 07/2011 | 05/2019 |
1.06/24/2011; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Arena Brown Retirement Consultants; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.06/24/2011; Nicholas J. Arena CFP, Inc.; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 3.09/03/2015; Pinnacle Insurance Group; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 07/11/2011; 10hrs/mth; 10hrs during trading 4.08/24/2026; Arena and Harrison CPA's INC.; Tax Prep/Accounting/CPA; Investment Related; Columbus,OH; Start Date 09/03/2019; 100hrs/mth; 100hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-09-22 |
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