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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2004-01-07 |
| OH | RA | APPROVED | 2003-01-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Dublin | OH | 04/2000 | Present |
| Bank Of America Na | Upper Arlington | OH | 06/2011 | Present |
I*126549 For profit or not for profit: Non-Profit Organization Name of outside business organization: St. Charles Preparatory School Soccer Association Investment related: N Address of business: Columbus, Ohio 43209 Nature of business: Charitable Organization, Position, title, association: Other, assist coach with administrative duties Start date of relationship: 1/17/2018 Number of hours devoted: 24 hour(s) Annually Number of hours devoted during trading hours: 8 Duties: High School Soccer team. Effectively the administrative assistant to the head coach. Assist Coach w/annual budget, collect bills and submit to school office to remit payment. Monitor account activity for errors and omissions.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-03-08 |
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