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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2016-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dvh Enterprises, Inc. | Jackson | MI | 08/1996 | Present |
| Royal Alliance Associates, Inc | Jackson | MI | 05/2004 | 09/2016 |
| Raymond James Financial Services, Inc. | Jackson | MI | 09/2016 | Present |
| Raymond James Financial Services Advisors Inc. | Jackson | MI | 09/2016 | Present |
(1)Name of Business: DVH Enterprises, Inc. Address: 420 S Brown St, Jackson, MI, 49203, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 08/01/1996 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have check writing authority (2)Name of Business: The Wealth Advisors, LTD. DBA Paramount Wealth Management, Inc. Address: 420 S Brown St, Jackson, MI, 49203, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/01/1996 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Customer Service, Trading, Assists in Financial Planning and Client Meetings.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-29 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-31 |
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