Nicholas Arden Rossi

Claim This Profile

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-02-20
MI	RA	APPROVED	2015-09-08

TX RA
APPROVED_RES

Since 2020-02-20
MI RA
APPROVED

Since 2015-09-08

Branch Locations

3101 Spring Arbor Road Suite 400, Jackson, MI 49203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Rochester	MI	07/2015	12/2016
Morgan Stanley Private Bank, N.A.	New York	NY	09/2015	Present
Morgan Stanley	Jackson	MI	12/2016	Present

07/2015 → 12/2016

Morgan Stanley

Rochester, MI
09/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY
12/2016 → Present

Morgan Stanley

Jackson, MI

Other Businesses

*483122 - POA; Investment related Yes; Macomb, Michigan; 01/2019; During business hours: 0; After business hours: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-09-04

S66 Uniform Combined State Law Examination

2015-09-04

Other Names

Nicholas A Rossi

View on SEC IAPD

Other Firms

PRIVATE ADVISOR GROUP, LLC

DILLON & ASSOCIATES INC

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

BRIAN ALAN SMITH

Richard Donald Ratts

Joshua Ryan Kirchmeier

Jamie Lynn Dittenber

KEVIN CHRISTOPHER SYKES

KIM ANNE COBERLEY

PHILIP ARTHUR RILEY

Other Offices

SPC · Jackson, MI

EDWARD JONES · JACKSON, MI

EDWARD JONES · JACKSON, MI

CWM, LLC · Jackson, MI

PRIVATE ADVISOR GROUP, LLC · Jackson, MI

DILLON & ASSOCIATES INC · JACKSON, MI

DILLON & ASSOCIATES INC · JACKSON, MI

&PARTNERS · Jackson, MI

More in Jackson, MI

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor