Brian Alan Smith

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-06-07
MI	RA	APPROVED	2016-04-06

TX RA
APPROVED_RES

Since 2023-06-07
MI RA
APPROVED

Since 2016-04-06

Branch Locations

1339 Horton Road, Suite B, Jackson, MI 49203 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sigma Financial Corporation	Ann Arbor	MI	07/2006	Present
Spc	Ann Arbor	MI	07/2006	Present

07/2006 → Present

Sigma Financial Corporation

Ann Arbor, MI
07/2006 → Present

Spc

Ann Arbor, MI

Other Businesses

DBA - Summit Wealth Advisors of Michigan, Jackson, MI. Start date: 8/27/20, approx. 160 hrs/mo, all during mkt hrs. INV REL: Y SALE OF VARIOUS INSURANCE PRODUCTS THROUGH VARIOUS INSURANCE COMPANIES

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-04-01
S63	Uniform Securities Agent State Law Examination	2001-05-09

S65 Uniform Investment Adviser Law Examination

2016-04-01
S63 Uniform Securities Agent State Law Examination

2001-05-09

View on SEC IAPD

Current Employers

Spc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews