Philip Arthur Riley

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-02-19
MI	RA	APPROVED	2010-09-28

TX RA
APPROVED_RES

Since 2020-02-19
MI RA
APPROVED

Since 2010-09-28

Branch Locations

3101 Spring Arbor Road Suite 400, Jackson, MI 49203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Jackson	MI	07/1993	Present
Morgan Stanley Smith Barney	Jackson	MI	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

07/1993 → Present

Citigroup Global Markets Inc.

Jackson, MI
06/2009 → Present

Morgan Stanley Smith Barney

Jackson, MI
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Other Businesses

*511663- Trust; Investment related-Yes; Clarklake, Michigan; Trustee/Co-Trustee ; 04/2016; During business hours: 1; After business hours: 0 *530358- Trust; Investment related-Yes; Clarklake, Michigan; 11/2022; During business hours: 3; After business hours: 2

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-08-30
S63	Uniform Securities Agent State Law Examination	1984-07-11

S66 Uniform Combined State Law Examination

2010-08-30
S63 Uniform Securities Agent State Law Examination

1984-07-11

Other Names

Philip Arthur Riley
Philip Arthur (Iii) Riley

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Names

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