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Peter E Prunty

Morgan Stanley

New York, NY

New York, NY

Red Bank, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-13
TX RA APPROVED 2018-05-18
NJ RA APPROVED 2017-05-22
  • NY RA
    APPROVED
    Since 2026-05-13
  • TX RA
    APPROVED
    Since 2018-05-18
  • NJ RA
    APPROVED
    Since 2017-05-22

Branch Locations

1585 Broadway, New York, NY 10036 • United States

55 East 52Nd Street 28Th Floor, New York, NY 10055 • United States

20 Linden Place, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Index Capital Consultants, Llc Red Bank NJ 07/2016 02/2017
Morgan Stanley Smith Barney Llc Red Bank NJ 03/2017 Present
  • 07/2016 → 02/2017
    Index Capital Consultants, Llc
    Red Bank, NJ
  • 03/2017 → Present
    Morgan Stanley Smith Barney Llc
    Red Bank, NJ
Previous Registrations
  • 2016-08-11 → 2017-02-20
    Index Capital Consultants, Llc
    Red Bank, NJ
  • 2012-11-20 → 2016-06-22
    Ubs Financial Services Inc.
    Weehawken, NJ
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-19
S63 Uniform Securities Agent State Law Examination 2011-05-06
  • S66 Uniform Combined State Law Examination
    2012-11-19
  • S63 Uniform Securities Agent State Law Examination
    2011-05-06
Designations
Other Names
  • Peter Edward Prunty
  • Peter Prunty

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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