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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-12 |
| IN | RA | APPROVED | 2018-12-17 |
| TX | RA | APPROVED | 2018-12-17 |
| FL | RA | APPROVED | 2018-12-10 |
| CA | RA | APPROVED | 2018-12-07 |
Branch Locations
555 French Rd, Building 2, New Hartford, NY 13413 • United States
4 Sentry Parkway Suite 102, Sentry Park, PA 19422 • United States
Cape Coral, FL • United States
New Hartford, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M. Griffith Locke Investment Sevices Inc. | New Hartford | NY | 07/2005 | 12/2018 |
| Robert W Baird & Co. | New Hartford | NY | 12/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-26 |
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