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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2015-08-17
  • ME RA
    APPROVED
    Since 2015-08-17

Branch Locations

129 Middle St Ste #200, Portland Maine (Id), ME 04101 • United States

Gray, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird & Co Portland ME 08/2015 Present
  • 08/2015 → Present
    Robert W Baird & Co
    Portland, ME
Previous Registrations
  • 2008-01-01 → 2015-08-25
    Portland, ME
  • 2007-10-23 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    St. Louis, MO
    Portland, ME
  • 2005-07-20 → 2006-12-11
    A. G. Edwards & Sons, Inc.
    Portland, ME
    Portland, ME
Other Businesses

Name/Address: May Meadow Woods Homeowners Association May Meadow Gray Maine 04039 Start Date: 8/1/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Board Member Treasurer Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-18
S63 Uniform Securities Agent State Law Examination 1996-10-03
  • S66 Uniform Combined State Law Examination
    2005-07-18
  • S63 Uniform Securities Agent State Law Examination
    1996-10-03
Other Names
  • Heather Marie Snow

View on SEC IAPD

Other Firms

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