Philip Moreland Stathos

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 07/2020
  Wells Fargo Advisors Financial Network, Llc
  Boston, MA
• 07/2020 → Present
  Rw Baird
  Milwaukee, WI

Previous Registrations

• 2012-11-07 → 2020-07-30
  Wells Fargo Advisors Financial Network, Llc
  Boston, MA

Other Businesses

CO-ADMINISTRATOR OF AUNT'S ESTATE; INVESTMENT RELATED; CAMBRIDGE, MA; START DATE = 05/2007. CO-EXECUTOR OF AUNT'S ESTATE; INVESTMENT RELATED; LINCOLN, MA; START DATE 2/1/13; 5 HRS PER MONTH; LESS THAN 1 HR DURING TRADING. MAYFLOWER FINANCIAL ADVISORS LLC, INV RELATED, BOSTON, MA, INVESTMENT ADVISOR, START 2/7/2020, 30 HOURS PER MONTH, 1 HOUR DURING TRADING, RIA PROGRAM.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-02-25
• S63 Uniform Securities Agent State Law Examination
  1997-02-21

Other Names

• Phil Stathos