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Baron Crawford Becker

Robert W. Baird & Co. Incorporated

Portland Maine (Id), ME

Lynchburg, VA

CRD 1868955

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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2019-12-09
FL RA APPROVED 2019-02-21
TX RA APPROVED_RES 2017-02-01
VA RA APPROVED 2016-08-15
ME RA APPROVED 2012-11-16
  • WI RA
    APPROVED
    Since 2019-12-09
  • FL RA
    APPROVED
    Since 2019-02-21
  • TX RA
    APPROVED_RES
    Since 2017-02-01
  • VA RA
    APPROVED
    Since 2016-08-15
  • ME RA
    APPROVED
    Since 2012-11-16

Branch Locations

129 Middle St Ste #200, Portland Maine (Id), ME 04101 • United States

Lynchburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Lynchburg VA 11/2012 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-21
S63 Uniform Securities Agent State Law Examination 1993-06-22
  • S65 Uniform Investment Adviser Law Examination
    2013-05-21
  • S63 Uniform Securities Agent State Law Examination
    1993-06-22
Other Names
  • Baron Crawford Becker

View on SEC IAPD

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