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Charles E. Schuman

Robert W. Baird & Co. Incorporated

Portland Maine (Id), ME

Arundel, ME

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-08-15
ME RA APPROVED 2013-02-25
TX RA APPROVED 2013-02-25
  • FL RA
    APPROVED
    Since 2018-08-15
  • ME RA
    APPROVED
    Since 2013-02-25
  • TX RA
    APPROVED
    Since 2013-02-25

Branch Locations

129 Middle St Ste #200, Portland Maine (Id), ME 04101 • United States

Arundel, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Portland ME 02/2013 Present
Previous Registrations
  • 2008-01-01 → 2013-02-26
    Wells Fargo Clearing Services, Llc
    Portland, ME
  • 2004-01-22 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Portland, ME
    Portland, ME
    St. Louis, MO
  • 2002-12-17 → 2003-11-17
    Msi Financial Services, Inc.
    Lewiston, ME
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-12-13
S63 Uniform Securities Agent State Law Examination 2001-07-06
  • S65 Uniform Investment Adviser Law Examination
    2002-12-13
  • S63 Uniform Securities Agent State Law Examination
    2001-07-06
Other Names
  • Chad E Schuman

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, ME
OLD PORT ADVISORS · PORTLAND, ME
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Portland, ME
AUGUST WEALTH MANAGEMENT · PORTLAND, ME
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