Kevin Joseph Nolan

Current Employers

Essex Financial Services, Inc.

176 Westbrook Road, Essex, CT 06426 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2014-04-21

CT RA
APPROVED

Since 2014-04-21

Branch Locations

176 Westbrook Road, Essex, CT 06426 • United States

30 Jelliff Ln, Southport, CT 06890 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Essex Financial Services	Essex	CT	03/2014	Present

03/2014 → Present

Essex Financial Services

Essex, CT

Previous Registrations

2011-08-17 → 2014-03-24

Wealthspire Advisors

Westport, CT

New York, NY
1998-02-17 → 2011-08-02

Strategic Advisers Llc

Fairfield, CT

White Plains, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-11-28
S63	Uniform Securities Agent State Law Examination	1995-07-26

S65 Uniform Investment Adviser Law Examination

1997-11-28
S63 Uniform Securities Agent State Law Examination

1995-07-26

Designations

View on SEC IAPD

Current Employers

Essex Financial Services, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews